Gilman+Ciocia Hearing Set
- Monday, 16 November 2009
- News
A hearing before an administrative law judge has been scheduled for December 12 to weigh allegations of fraudulent sales of variable annuities made against Gilman+Ciocia as a result of cease-and-desist proceedings instituted by the SEC against the company’s executives and other current and former registered representatives with the organization’s Prime Capital Services subsidiary. The information was contained in Gilman’s 10-Q form filed with the SEC on Friday.
Read more...
Read more...
Most Read
-
-
Jan 23 2024
-
Written by Bob Scott
-
-
-
Nov 10 2023
-
Written by Bob Scott
-
-
-
Jan 23 2024
-
Written by Bob Scott
-
-
-
Feb 05 2024
-
Written by Bob Scott
-