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SEC Bars McGladrey Partner

Monday, 11 May 2015
News

McGladreyA McGladrey partner has been barred from practicing before the Securities and Exchange Commission for at least three years. Simon Lesser, age 58 of Wilmette, Ill., must also pay a $75,000 civil money penalty for what the SEC said was his failure to address related-party relationships in which a hedge fund illegally charged $3 million in expenses to feeder funds.

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